Exam topics

Economics, investment vehicles, recommendations, portfolio strategies, adviser law, and ethics.

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NASAA Series 65 content outline and weightsThe Series 65 blueprint has four scored sections: economics and business information, 15% or 20 questions; investment vehicles, 25% or 32; client reco…
NASAA Series 65 fiduciary duties and ethicsSeries 65 law and ethics questions test an adviser's duties to clients, including care, loyalty, full and fair disclosure, conflict management, custod…