Exam overview

Eligibility, enrollment, cost, exam format, and results.

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NASAA Series 65 Master Guide 2026The NASAA Series 65 is the Uniform Investment Adviser Law Exam. It tests knowledge needed for investment adviser representative work, including econom…
NASAA Series 65 format, questions, and timingSeries 65 administers 140 multiple-choice questions: 130 are scored and ten are unmarked pretest items. Candidates have 180 minutes and need 92 correc…
NASAA Series 65 registration and schedulingA sponsor is not required just to take Series 65. Firm-affiliated candidates generally use Form U4; unaffiliated individuals can open an exam-only win…
NASAA Series 65 fees and eligibilityFINRA lists a $187 Series 65 exam fee. NASAA allows an unaffiliated candidate to enroll without sponsorship through FINRA. Course costs and state IAR …
NASAA Series 65 passing score and resultsTo pass Series 65, answer at least 92 of the 130 scored questions correctly. The exam administers 140 questions, including ten unmarked pretest items.…
NASAA Series 65 difficultySeries 65 difficulty comes from combining investment knowledge, quantitative concepts, client-fit decisions, and adviser law in a 180-minute exam. NAS…