United States
Hong KongNASAA Series 65 exam guide
Series 65 tests investment adviser representative knowledge across economics, securities and investment vehicles, client recommendations, portfolio strategies, law, and ethical conduct.
Overview
- Questions
- 140
140 administered: 130 scored and 10 unscored pretest items
- Time
- 3 hours
Exam time
- Format
- Multiple choice
Closed book
- Pass mark
- 92 of 130
At least 92 correct answers among the 130 scored questions; ten unscored items are not identified.
4 syllabus topicsOpen the published blueprint
| Topic | Syllabus headings | Questions on the paper |
|---|---|---|
| 1. Economic Factors and Business Information | 0 | 20 |
| 2. Investment Vehicle Characteristics | 0 | 32 |
| 3. Client Investment Recommendations and Strategies | 0 | 39 |
| 4. Laws, Regulations and Guidelines Including Prohibition on Unethical Business Practices | 0 | 39 |
Guide topics
Exam overview
Eligibility, enrollment, cost, exam format, and results.
6 articlesExam difficulty
Study time, difficulty, and readiness.
1 articleExam topics
Economics, investment vehicles, recommendations, portfolio strategies, adviser law, and ethics.
2 articlesStudy plans
Practical preparation and revision schedules.
2 articlesPractice tips
Original practice questions and worked explanations.
2 articlesCareers and pay
Roles, qualifications and career considerations.
1 articleComparisons
Compare adviser-law exams, professional credentials, and preparation options.
1 article