Exam topics

The Series 79 functions and focused investment banking concepts.

Showing 1 to 2 of 2 articles · Page 1 of 1

FINRA Series 79 content outline and weightsThe current FINRA Series 79 outline has three functions: Collection, Analysis and Evaluation of Data (37 scored questions, 49%); Underwriting/New Fina…
FINRA Series 79 underwriting and offeringsSeries 79 underwriting questions cover public offerings, private placements, registration and disclosure, syndicate roles, marketing, book building, p…