Sitonce
Country: US
Show exams for United States Hong Kong
Sign in

FINRA Series 79 exam guide

The Series 79 tests company analysis, underwriting and offerings, M&A, tender offers, and financial restructuring for investment banking representatives.

Overview

Questions
80

80 administered: 75 scored and five unscored pretest items

Time
2 hours 30 minutes

Exam time

Format
Multiple choice

Computer-based

Pass mark
Not published

FINRA's current 2025 Series 79 outline describes equating but does not publish a numeric passing cutoff.

3 syllabus topicsOpen the published blueprint
TopicSyllabus headingsQuestions on the paper
1. Collection, Analysis and Evaluation of Data037
2. Underwriting/New Financing Transactions, Types of Offerings and Registration of Securities020
3. Mergers and Acquisitions (M&As), Tender Offers and Financial Restructuring Transactions018

Guide topics

Start with these five