Exam topics

Economics, investment vehicles, recommendations, portfolio strategies, adviser law, and ethics.

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NASAA Series 66 content outlineThe Series 66 blueprint assigns 45 scored questions to laws and regulations, 30 to client recommendations and strategies, 17 to investment vehicles, a…
NASAA Series 66 investment adviser lawInvestment adviser law is central to Series 66: 45 of 100 scored questions cover laws, regulations, guidelines, and unethical practices. Candidates di…
NASAA Series 66 agent and adviser scenariosSeries 66 scenarios often turn on who is acting and in what capacity. A firm may be an investment adviser while an employee is an IAR; a broker-dealer…