Exam overview

Eligibility, enrollment, cost, exam format, and results.

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NASAA Series 63 Master Guide 2026The NASAA Series 63 is the Uniform Securities Agent State Law Exam. It tests state securities regulation and ethical conduct for people seeking securi…
NASAA Series 63 format, questions, and timingThe Series 63 administers 65 multiple-choice questions in 75 minutes. Sixty questions count toward the score and five unmarked questions are pretest i…
NASAA Series 63 registration and schedulingA Series 63 candidate does not need a sponsor simply to take the exam. A firm-affiliated candidate is generally scheduled through its Form U4 process;…
NASAA Series 63 fees and eligibilityThe Series 63 exam fee is $147. NASAA permits an unsponsored individual to open an exam-only enrollment window through FINRA, so a firm sponsor is not…
NASAA Series 63 passing score and resultsYou need at least 43 correct answers out of 60 scored Series 63 questions to pass. The exam administers 65 questions, including five unmarked pretest …
NASAA Series 63 difficultySeries 63 difficulty comes from dense state-law definitions, overlapping registration categories, exceptions, and ethical scenarios under a 75-minute …