United States
Hong KongFINRA Series 6 exam guide
Series 6 tests representative work with investment company products and variable contracts, from prospecting and account opening to recommendations and transaction processing.
Overview
- Questions
- 55
55 administered: 50 scored and five unscored pretest items
- Time
- 1 hour 30 minutes
Exam time
- Format
- Multiple choice
Computer-based
- Pass mark
- 70
A 70 passing standard is identified in FINRA materials; exam forms are equated.
4 syllabus topicsOpen the published blueprint
| Topic | Syllabus headings | Questions on the paper |
|---|---|---|
| 1. Seeks business for the broker-dealer | 0 | 12 |
| 2. Opens accounts and evaluates customer profiles | 0 | 8 |
| 3. Provides investment information, recommendations, transfers and records | 0 | 25 |
| 4. Processes customer transactions | 0 | 5 |
Guide topics
Exam overview
Eligibility, enrollment, cost, exam format, and results.
6 articlesExam difficulty
Study time, difficulty, and readiness.
1 articleExam topics
The four tested sections and focused securities concepts.
2 articlesStudy plans
Practical preparation and revision schedules.
2 articlesPractice tips
Original practice questions and worked explanations.
2 articlesCareers and pay
Roles, qualifications and career considerations.
1 articleComparisons
Relevant exams and preparation options.
1 article